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- Millions of data points
- 24,600 fund CUSIPs
- 100s of new filings daily
- and new regulations on the horizon
How do you manage all of that? Your firm doesn't have time to review every prospectus or supplement update. Even if you had the staff and time, how do you find the right information off EDGAR? NewRiver finds, tags, and associates all documents on EDGAR by fund CUSIP and maintains a proprietary database that's scalable and always up to date. We are the only firm to guarantee our data and documents to be "compliance grade" because they're updated and reviewed every day.
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NewRiver Solution Finder (MOUSEOVER LIST BELOW TO SEE SOLUTION)
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Reduce prospectus delivery costs
Increase e-consent rates
Reduce page count and costs
Easy, low-cost prospectus delivery
Maintain compliant prospectuses
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Prospectus Express
- Save up to 80% with e-delivery
- Implement e-delivery within 8-10 weeks
- All documents guaranteed compliant
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Total E-Consent Solution
- 10% consent in Year One - Guaranteed!
- Customize and monitor your consent marketing strategy
- Meets both E-SIGN and FINRA requirements
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Portfolio-Specific Printing
- Save 30-45% on your next print run
- NewRiver's "intelligent delivery" saves paper, postage and trees
- Deliver information relevant to investors - and nothing more!
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Digital Direct
- Send the latest prospectus on CD instead of paper
- Automatically updates URLs to ensure compliance
- An electronic solution without implementing e-delivery
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Virtual Document Warehouse
- A Web-based solution for easy prospectus maintenance
- Always "in stock," always up-to-date prospectus inventory
- Preserves control of document management at your firm
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Implement the Summary Prospectus
on Day 1
Maximize savings for document delivery
Add the Summary Prospectus to
in-house operations
Offer an e-solution for the Summary
Prospectus
Put the Summary Prospectus on CD
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Portfolio-Specific Printing
- Deliver via digital print on demand
- Reduce postage by combining the Summary Prospectus and confirm
- Meet compliance requirements with Web access to statutory prospectus
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Intelligent Delivery Services
- Our blended solution can save 60% off traditional offset print
- Reduce postage by combining the Summary Prospectus and confirm
- Migrate investors ot e-delivery for greatest cost savings
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Virtual Document Warehouse
- Print-ready, PDF documents downloaded via the Web
- Covers all SEC-filed Summary Prospectuses on EDGAR
- Always "in stock," guaranteed compiant document delivery
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Prospectus Express
- The lowest cost delivery option that's investor preferred
- Covers all SEC-filed Summary Prospectuses on EDGAR
- Trust the industry's leading electronic prospectus delivery service
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Digital Direct
- The quickest, easiest path to "e-delivery" - Summary Prospectuses on CD
- Reduce document delivery costs and ensure compliance
- "Live" URLs automatically update documents
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Increase advisor productivity and
revenues
Ensure suitability at point-of-sale
Simplify 529 sales and compliance
Reduce compliance cost and risks
Meet fiduciary requirements
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FundPOINT Desktop
- Equip advisors to work faster and sell more
- Make all your reps "mutual fund experts"
- Power your sales with Compliance-Grade data
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FundPOINT Desktop Share Class Analzyer
- Create suitability share class scenarios on the fly
- Better inform investors and ensure compliance
- Print or email a point-of-sale disclosure form
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FundPOINT Data for 529 plans
- Increase revenues by simplifying 529 transactions
- Capture multi-layers of plan information with one utility
- Meet MSRB and FINRA 529 compliance requirements
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FundPOINT Data
- The only EDGAR-sourced, daily udpated mutual fund data
- Eliminate NIGO trades and improve investor satisfaction
- The data trusted and used by industry regulators
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FundPOINT Retirement Focus Data
- Superior fund selection, filtering, monitoring and reporting
- Improve your competitive advantage with prospectus-based data
- Optimize revenue sharing opportunities
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