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Company Overview
About NewRiver, Inc.
Millions of data points, 24,600 fund CUSIPs, 8,000 mutual funds, hundreds of new filings each day, and new regulations on the horizon. How do you manage ALL of that?
On an average day about 4% of all U.S. open-end mutual funds submit a new filing to the SEC. And on the busiest days this number spikes to 20%. Your firm doesn't have time to review every prospectus or supplement. Even if you had the staff and time, how do you find the right information from EDGAR?
NewRiver has solved the problem for you. We parse, tag, and associate all documents on EDGAR by fund CUSIP and maintain a proprietary database that's scalable and always up to date. NewRiver offers transparent document and data solutions designed to simplify disclosure, save money, and reduce paper. We are pioneers in electronic document delivery and in offering a complete Summary Prospectus solution. Our legacy of providing compliance business solutions are continually ahead of regulatory change and is constantly raising the bar for industry best practice standards. Not to mention, we offer the most current, complete mutual fund data available because we source it directly from EDGAR, the SEC's document filings repository.
That's why the leading and most prestigious financial service leaders and industry regulators partner with NewRiver. In fact, the majority of top-tier brokerage firms, retirement service providers, and variable annuity distributors rely on NewRiver because no one else can match our quality standards or compliance grade guarantee that all data and documents reflect the most recently filed documents on EDGAR. So whether your goal is to improve compliance, increase sales, adopt e-delivery, or implement the Summary Prospectus, we have the tools and resources to make it happen.
Download our corporate brochure
Inquiries
Contact Us
Telephone: (978) 247-7200
Toll-Free: (800) 481-2331
Fax: (978) 247-7202
(9:00 a.m. to 5:00 p.m. EST)
Sales: sales@newriver.com Employment: Apply Online
Industry Associations
NewRiver is a member of the following industry organizations:
College Savings Foundation
EDM Council
Insured Retirement Institute (formerly NAVA)
NAIBD:
National Association of Independent Brokers Dealers, Inc.
NICSA - National Investment Company Service Association
NSCP - National Society of Compliance Professionals
SIFMA - Securities Industry and Financial Markets Association
The SPARK Institute
XBRL-US
Company History
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1998
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Prospectus Express®
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NewRiver creates the first e-prospectus, featuring electronic "compliance envelopes" of mutual fund disclosure documents updated daily from EDGAR.
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1999
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Consent Expresssm
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NewRiver patents the process to collect and manage consents for electronic delivery and paper suppression.
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2001
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Intelligent Delivery Services® with Portfolio-Specific Printingsm
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NewRiver improves digital print-on-demand (POD) with portfolio-specific printing - tailored to investor holdings -for reduced cost and better compliance.
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2002
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FundPOINT® Data
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NewRiver introduces the industry's first 100% EDGAR-based data solution set for mutual funds.
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2004
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AuditAnchorssm
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NewRiver offers real-time auditability with dynamic data links to EDGAR-sourced documents.
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EnrollCompletesm
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NewRiver unveils an automated publishing platform for custom print and Web communications.
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FundPOINT® Desktop
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NewRiver delivers a Web-based point-of-sale tool for mutual funds - based on current EDGAR-based documents - for improved compliance, productivity, and investor service.
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FundPOINT® Research
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NewRiver releases a Web-based library of current and historical mutual fund documents to assist with trade reconciliations, arbitration, and regulatory reviews.
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2005
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Share Class Analyzersm
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FundPOINT Desktop offers the first tool to help assess the appropriate share class for investors.
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2006
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FundPOINT® 529 Data
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FundPOINT Data introduces a single-source data solution to better manage multi-layered 529 college savings plan information.
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FundPOINT® Data with Market Timing Rules
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FundPOINT Data introduces an industry-only solution to help firms meet Rule 22c-2 compliance and keep current on fund company market timing policies.
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2007
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FundPOINT® Monitor
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NewRiver offers a Web-based daily email alert and compliance information tool that tracks a firm's fund lineup and forwards branded email alerts to customers and distributors.
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2008
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Virtual Document Warehousesm
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NewRiver introduces the only database of print-ready, PDF disclosure documents sourced daily from EDGAR designed for firms who manage print fulfillment in-house.
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FundPOINT® Retirement Focus Data
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This new data product within the FundPOINT Data suite offers improved filtering and selection, as well as more rigorous disclosure of retirement fund fees and expenses.
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Prospectus Express® 2.0
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This upgrade to Prospectus Express expands NewRiver's e-delivery platform to include unit investment trusts (UITs).
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| 2009 |
Prospectus Express® 3.0 |
This upgrade to Prospectus Express provides the industry’s first fully SEC compliant solution to meet requirements of the Summary Prospectus rule, including sending/giving summary prospectuses and maintaining web support. |
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