Retirement Plan Providers

Enables retirement plan providers to replace fragmented internal efforts with an integrated fund data solution that can be personalized for every employer and plan. Providers can offer participants crisp, easy-to-use online fund fact sheets and performance summaries - with online prospectus links built in - while maintaining a library of disclosure language and associated display rules. By combining NewRiver Fund Fact Sheets with EnrollComplete^SM, retirement plan providers can benefit from a comprehensive digital publishing solution for all participant communications.

Third-Party Administrators (TPAs)

Enables TPAs to offer their clients a premium service that includes branded online fund fact sheets, performance summaries, and prospectuses for each of their sponsors' plans. By adding NewRiver's Intelligent Delivery Services® to the mix, TPAs can provide a cost-effective, full-service 404(c) compliance package for investor document delivery.

Brokerage Firms

Enables broker-dealers to use NewRiver Fund Fact Sheets to educate investors. Brokers also can create custom performance summaries for favorite fund groupings to help direct investment choices. By adding NewRiver's Intelligent Delivery Services^® to the fund fact sheets offering, broker-dealers can provide the most cost-effective electronic or print compliance solution.

Variable Annuity (VA) Manufacturers

Enables VA manufacturers to give their producers an attractive set of tools to help investors decide on their initial allocations.

Concise and Informative

• Cost-Effective Way to Educate Investors - Key information about the fund is organized in an easy-to-use format tailored to each asset category.
• Engages the Investor - More than just fund descriptions, NewRiver Fund Fact Sheets are marketing tools that speed the purchase decision.
• Reduces Print Expenses - Offering NewRiver Fund Fact Sheets on the Web saves on print costs, production delays, and spoilage, while enhancing the investor experience.

Compliance Management

• Built-In Daily Prospectus Updates from EDGAR - All of NewRiver's online fund documents contain links to the current prospectus. NewRiver's patented process technology incorporates the latest SEC filings daily from EDGAR, ensuring timely and accurate information.
• Web-Based Fund Management Tools - Self-service fund list and disclosure management tools allow the fund manager to maintain custom disclaimer language and display rules for all print and Web communications.

Dynamic Functionality

• Centralized Publishing - Everything needed for both print and Web materials is managed centrally, keeping all your materials in sync and in compliance.
• Data Agnostic - NewRiver integrates data from multiple sources, allowing clients to match the right data source with the right audience.
• Printer Agnostic - NewRiver's integration with multiple printer vendors helps you to get the best price and service level on every print job.
• Flexible Content Formats - Documents can be published in HTML or PDF formats.
• Scalability - With coverage of over 21,000 fund CUSIPs, NewRiver can generally support changes to your fund lineup overnight.

• Category-Specific Fact Sheet Templates - NewRiver supports a wide range of fact sheet templates suited to different investment types and Morningstar investment categories.
• Plan-Specific Performance Cards - Online and print-ready performance summaries are maintained for any client-defined collection of funds. Performance data are updated with each provider's data cycle. Off-cycle updates to reflect fund-lineup changes are available on demand.
• Branding - Print and online content can be branded to complement existing communications.

• Flexible Systems Architecture - NewRiver's XML-based publishing solution ensures that our fact sheets and performance summaries are both flexible and adaptable to client needs.
• Quality Customer Service - After implementation, NewRiver's Customer Support and Customer Care programs provide technical support and assistance to ensure ongoing, responsive customer service.
• Secure Publishing Interface - Role-specific login with workflow controls and procedures helps clients manage user access to the publishing interface.