FundPOINT Suite

The only Web-based data and desktop solution sourced daily from EDGAR.

The Broadridge FundPOINT® Suite is the only solution set that ensures brokerage firms, retirement plan providers, service providers, and insurance companies with an advisor network have Compliance Grade data based on the funds they sell and service. The FundPOINT Suite increases organizational efficiency and enhances the investor experience with these "best-in-class" solutions:

• FundPOINT Data
  FundPOINT® Data is a unique compliance solution offering an unmatched combination of fund coverage, depth of data, accuracy, and timeliness.

• FundPOINT Retirement Focus Data
  FundPOINT® Retirement Focus Data is the industry's leading data solution tailored to retirement mutual fund compliance needs, including 166 data points providing critical information.

• FundPOINT Market Timing Data
  FundPOINT® Market Timing Data is sourced from EDGAR and fund-specific, providing 50 data points to help meet Rule 22c-2 compliance requirements.

• FundPOINT Desktop
  FundPOINT® Desktop is a web-based, "paperless" solution that simplifies the process of selling mutual funds and 529s while greatly improving your sales practices at the point of sale.

• FundPOINT Share Class Analzyer
  FundPOINT® Share Class Analyzer is a web-based tool to help advisors assess the appropriate share class of a mutual fund, and print out a point-of-sale disclosure form designed to meet the SEC proposed rule 15c2-3 requirement.

• FundPOINT for 529 Plans
  FundPOINT® for 529 Plans – designed to simplify sales and increase revenues for 529 Plan transactions – is available either as a Data or Desktop service.

• FundPOINT Monitor
  FundPOINT® Monitor is a Web-based email daily alert and information tool that notifies you of the compliance changes affecting the funds or stocks you sell.

• FundPOINT Research
  FundPOINT® Research is a comprehensive Web-based library of current and historical documents for mutual funds, variable annuities and ETFs going back to 1999.