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2007
New research finds mutual fund providers overwhelmingly support the Securities and Exchange Commission's proposed Short-Form prospectus RULE Comprehensive Study from Independent Research Firm Identifies Cost Savings, Business Transparency and Better Communication with Investors as the Key Benefits of Adopting a Short-Form Prospectus November 5, 2007 Click here for full article...
NewRiver and Telekurs Financial partner to extend mutual fund market timing data worlwide Using NewRiver's FundPoint Data, Telekurs Can Now Help its Customers Better Understand market Timing Policies Related to the SEC's Frequent Trading Rules October 29, 2007 Click here for full article...
New Research Finds Brokers-Dealers Struggling to Maintain Mutual Fund Compliance Hobson Study Identifies Top Three Challenges for Mutual Fund Trading as Lengthy Transaction Time, Decreased Productivity and Time-Consuming Compliance Support October 1, 2007 Click here for full article...
NewRiver Increases E-Deliveries by 1000% In One Year with Prospectus Express Company Delivers More Than 3 Million Prospectuses; Enables NewRiver's Clients to Increase Profitability and Strengthen Compliance Efforts with Electronic Prospectus Delivery September 24, 2007 Click here for full article...
NewRiver and Broadridge Extend Agreement on Disclosure Document E-Delivery Solution Broadridge Financial Solutions, Inc. (NYSE:BR) today announced an extension of their agreement with NewRiver, Inc. to provide a database of disclosure documents to assist Broadridge in electronic delivery of regulatory documents to investors. September 10, 2007 Click here for full article...
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