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For use by the editorial community and industry consultants, included in this section are high resolution screen shots or graphics for each of NewRiver's product lines: FundPOINT Desktop; FundPOINT Data; Portfolio-Specific Printing; Prospectus Express; and, EnrollComplete. Additional graphics are available for download:
Download high resolution screenshots or graphics with caption:
Consent Express Client Workflow
NewRiver's Consent ExpressSM offers a transparent workflow for e-delivery and consent collection. After consenting to e-delivery, investors go to the client's branded website to conduct financial transactions online and receive any required disclosure documents via email. The end result is greater investor convenience and client cost-savings.
Daily CUSIP Filing Changes
For Portfolio-Specific PrintingSM and Prospectus Express®. With an average of 4% of the funds sold in the U.S. filing a new document with the SEC each day - and as many as 20% on the busiest days - NewRiver's patent process technology is designed to ensure financial institutions can keep current with any changes to their fund lineups.
FundPOINT Data
NewRiver's FundPOINT® Data retrieves SEC filings daily from EDGAR and parses data and documents into fund-specific "compliance envelopes," providing the most accurate and up-to-date fund data for all U.S. open-end funds (load and no-load shares) and for all fund CUSIP share classes.
FundPOINT Market Timing Data
Mutual Fund Company defines its frequent trading policy, restrictions, and associated short-term redemption fees in the fund prospectus or supplement. Financial Intermediary must disclose these "redemption fee" policies for funds to investors during sales transactions. If any Financial Intermediary does NOT disclose the redemption fee policy, investors may inadvertently trigger a "redemption fee" by the Mutual Fund Company.
FundPOINT Desktop
NewRiver's FundPOINT® Desktop, a Web-based solution for mutual fund sales efficiency and "paperless" compliance, features the Share Class Analyzer - the industry's first tool to help assess share class suitablity for investors and collect "print and sign" documentation at the point of sale.
FundPOINT Desktop: Point-of-Sale Compliance
NewRiver's FundPOINT® Desktop provides ready access to all U.S. open-end mutual funds through a simple Web interface that is updated daily, representing the latest SEC filings on EDGAR. It's the industry's most extensive repository for mutual fund rules and provides real-time auditability with print- and email-ready disclosure forms.
FundPOINT Desktop: Suitability POS Disclosure
NewRiver's FundPOINT® Desktop provides comprehensive disclosure summaries at the end of every Share Class Analyzer review. Documentation supports a client's branding, highlights the share class analysis, collects the signature by an investor for "print and sign" records, and can be archived in paper or electronically.
FundPOINT Monitor Calendar View
NewRiver's FundPOINT® Monitor offers a choice of calendar "views" to monitor compliance activity for daily alerts. Summary information of SEC filings can be viewed for the current day, week, or for current or prior months.
FundPOINT Monitor Compliance Detail
NewRiver's FundPOINT® Monitor simply organizes compliance detail synched to a client's fund lineup. FundPOINT Monitor shows information at the fund family level (and within a fund family) to individual funds and fund classes. Clients can easily see major changes for the fund families they offer, and quickly drill down to the underlying share clases that might be affected.
FundPOINT Research Simple Search
Searching by fund family with NewRiver's FundPOINT® Research yields a complete list of all funds filed on the SEC's EDGAR database (21,000+ CUSIPs), enabling clients to pinpoint which fund they wish to research.
FundPOINT Research Quick Search Tool
Once a client chooses a specific fund, they simply click on the disclosure document they wish to research. FundPOINT Research's Quick Search navigation is available to help find key information (e.g., load tables) fast and efficiently.
EnrollComplete
NewRiver's EnrollCompleteSM combines the power of database technology with a Microsoft Word composition engine to create a highly automated digital publishing platform for generating plan-specific participant Web and print materials - all while keeping the client in total control throughout the input, review, approval, and ordering process.
NewRiver Fund Fact Sheets
NewRiver Fund Fact SheetsSM - available in print and online - provide a timely, accurate, and custom-branded set of tools to educate participants and facilitate the individual investment decision.
NewRiver Microsites
NewRiver MicrositesSM provide a custom-branded solution with plan-specific information to enhance the investor experience and facilitate the path to online enrollment.
NewRiver Services Organization
NewRiver Services includes Client Services for client setup and day-to-day support, and Professional Services for custom-built solutions and total integration with your front-office, back-end operations, and order management system.
NewRiver Client Services
We've designed our Client Services group to be client-friendly and easy to use.Whenever possible, the person you speak with on the phone is the same individual who will follow up and resolve your request.
NewRiver Professional Services
NewRiver's Professional Services group becomes an extension of your organization, ensuring smooth transition through each phase of product development and a short time to completion without exhausting your internal IT resources.
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