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Retirement Plan Providers
Compliance solutions for 401(k), 403(b), and other retirement plan providers
NewRiver offers retirement plan providers:
Document Fulfillment Solutions
NewRiver solutions enable retirement plan providers to:
- Make mutual fund disclosure more flexible and efficient
- Optimize delivery options
- Cut delivery costs
- Enhance the investor experience
NewRiver's proprietary database of disclosure documents covers all U.S. open-end mutual funds and updates daily SEC filings on EDGAR, ensuring that all NewRiver fulfillment solutions deliver fully compliant data.
Better than a printer, NewRiver partners with clients to identify the appropriate and cost-effective mix of document fulfillment delivery options. Clients select:
- Portfolio-Specific Printing for digital print-on-demand, bulk offset print, and/or warehouse "pick-and-pack" delivery
- Prospectus Express for electronic delivery of disclosure documents, including electronic consent management
NewRiver's portfolio-specific disclosure documents significantly reduce postage expense by cutting the number of document pages a retirement plan provider must mail.
Portfolio-specific disclosure documents also improve the investor experience by delivering only the disclosures that are relevant to the investor's investment decisions.
NewRiver's householding capabilities cut costs further by eliminating the expense associated with duplicate mailings to the same household. And our patented smart-search engine knows when an investor trades out of and back into a fund and doesn't require a new prospectus or supplement.
Targeted Communications Solutions
NewRiver solutions enable retirement plan providers to:
- Automate participant communications
- Deliver targeted plan messaging for any size plan
- Ensure timely compliance
- Transition to online enrollment
NewRiver's EnrollComplete Suite provides retirement plan providers with a dynamic publishing platform that makes it practical to deliver custom print and Web communications to any size plan automatically. In addition to delivering plan-specific content, the EnrollComplete Suite automatically brands all Web and print communications for each institution a retirement plan provider supports.
Finally, the NewRiver solution is uniquely positioned to integrate Compliance Grade disclosure information - from the NewRiver proprietary database sourced directly from EDGAR - with a retirement plan provider's marketing communications. By publishing this information on the Web, with a link to a secure website, retirement plan providers can facilitate online enrollment.
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