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Retirement Plan Recordkeepers
Best practice solutions for retirement plan recordkeepers, third party administrators and clearing firms
NewRiver offers retirement plan recordkeepers:
Compliance Data Solutions
NewRiver compliance data solutions enable retirement plan recordkeepers to:
- Simplify compliance
- Improve productivity
- Provide real-time auditability
- Ensure appropriate trading
- Provide total fund coverage with a single data feed
The NewRiver FundPOINT Suite provides retirement plan recordkeepers with a full set of solutions to meet their mutual fund compliance data needs.
NewRiver FundPOINT Desktop, a Web-based "paperless" compliance data tool, delivers mutual fund rules at the point of sale and features patent-pending AuditAnchorsSM that dynamically link data to the most recent and historical SEC filings on EDGAR. FundPOINT Desktop also features Share Class AnalyzerSM, the industry's first share class suitability tool with real-time auditability and point-of-sale disclosure.
NewRiver FundPOINT Data is the industry's most comprehensive and accurate mutual fund data feed - including data packages for market timing rules and 529 plan data - and covers all U.S. open-end mutual funds (e.g., load and no-load). Data is refreshed daily with the latest SEC filings on EDGAR.
In addition, FundPOINT Monitor provides a timely, accurate compliance information tool synched to any client's fund lineup, and FundPOINT Research provides access to a complete Web library of current and historical mutual fund documents.
Electronic Document Fulfillment Solutions
NewRiver electronic document fulfillment solutions enable retirement plan recordkeepers to:
- Remain competitive while providing value-added 404(c) support
- Broaden investment vehicle coverage with 100% fund coverage
- Provide Web access to all disclosure documents throughout the investor life cycle: pre-sale, point of sale, and post-sale
Prospectus Express helps retirement plan recordkeepers stay compliant, reduce costs, and strengthen investor satisfaction with accurate, electronic disclosure documents. Retirement plan providers use Prospectus Express to offer investors online viewing of the most current prospectus while significantly reducing document fulfillment costs and delivery time with low-cost electronic delivery and consent management services.
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