LATEST DEVELOPMENTS

On July 31, 2008, the Securities and Exchange Commission announced that it has reopened the public comment period on the Summary Prospectus proposal in order to allow comments on the results of investor testing. Click here for more information.

NewRiver's Len Driscoll comments on the summary prospectus in the May 12, 2008 edition of Securities Industry News. See A Prospectus Investors Can Understand.

Read Money Management Executive: Industry Showers Love on SEC Proposal for Shorter Disclosure Statements. Coverage includes how Virtual Document Warehouse fits in with Summary Prospectus delivery.

NewRiver delivers Virtual Document Warehouse in advance of SEC's Summary Prospectus: provides mutual fund distributors with print-on-demand solution. See full press release.

February 6, 2008 Forrester Research, K&L Gates LLC and NewRiver, Inc. held a webinar on the propsed mutual fund summary prospectus. Click here for the replay.

A list of the webinar participant questions and the panel's responses are available here.

NewRiver has filed comments with the SEC on the Summary Prospectus proposal, click here to download.

Read Investor's Business Daily article New Prospectus Could Cut Fund Fees  

Law firm K&L Gates LLC has posted an Investment Management Alert regarding the Summary Prospectus proposal. 

Summary Prospectus Frequently Asked Questions

NEWS

SEC Updates
Original SEC announcement plus video of the Chairman's statement.
http://www.sec.gov/news/press/2007/2007-234.htm

See also: Appendix: Hypothetical Summary Prospectus

Related News
Financial Services Online: Finally, A Prospectus that Investors Can Read and Understand

Money Management Executive: Industry Showers Love on SEC Proposal for Shorter Disclosure Statements

Library of reference articles including Investor's Business Daily coverage.

Issuer Responses
View the Investment Company Institute and SIFMA's combined comment letter to the SEC.

Mutual fund issuers have responded to the SEC proposal, click here for more.

More News

EVENTS

September 15-16, 2008 
5th Annual Marketing & Advertising Compliance Forum for Investment Advisors
New York, NY

September 15 panel to feature NewRiver experts discussing the new SEC summary prospectus, including the new requirements and delivery options.

More Events

RESOURCES

Access the latest relevant resources from Forrester Research and the Investment Company Institute.